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中国物理学会期刊

融合Kolmogorov-Arnold表示理论的锂离子电池健康状态预测网络

CSTR:32037.14.aps.75.20251359

A lithium-ion battery state-of-health prediction network integrating Kolmogorov-Arnold representation theory

CSTR:32037.14.aps.75.20251359
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  • 电动汽车锂离子电池健康状态(state of health, SOH)的精准预测对行车安全与电池管理系统优化具有重要意义. 然而, 现有方法普遍面临两大挑战: 其一, 依赖大量健康特征导致信息冗余与计算复杂度过高; 其二, SOH时间序列的强非线性与非平稳性使传统神经网络易出现预测漂移和趋势振荡. 基于此, 本文提出一种融合KAN( Kolmogorov-Arnold)表示理论的混合神经网络—KanFormer, 用于高精度SOH预测. 该网络由局部特征提取、全局特征提取与预测输出三大模块构成: 局部特征提取模块利用KAN的平滑插值能力有效捕捉细粒度信息, 全局特征提取模块结合Transformer的复杂关系建模能力实现跨时间尺度的信息整合, 预测输出模块借助KAN的非线性拟合优势生成精准预测结果. 该模型一方面有效缓解了数据非线性与非平稳性导致的漂移与振荡问题, 另一方面实现了平均15.32%的训练速度提升. 在Michigan Formation, HNEI, NASA三个公开电池老化数据集上的验证结果表明, KanFormer在均方误差(MSE)、平均绝对误差(MAE)和决定系数(R2)上分别达到了0.0045, 0.041, 0.978(Michigan数据集)与0.00055, 0.0175, 0.996(HNEI数据集), 显著优于现有主流方法, 充分说明其在SOH预测中的高准确性和强泛化能力.

    Accurate prediction of the state of health (SOH) of lithium-ion batteries in electric vehicles is crucial for ensuring the safety of drivers and passengers, optimizing battery management systems (BMS), and extending battery life. Reliable SOH prediction is the foundation of BMS basic functions, including charge and discharge control, remaining useful life (RUL) prediction, and fault diagnosis. However, existing data-driven methods still face two long-standing challenges. First, most models rely excessively on a large number of handcrafted health features derived from voltage, current, and capacity data, resulting in feature redundancy and low computational efficiency. Second, SOH-related time series exhibits strong nonlinearity and non-stationarity, leading traditional neural networks to experience prediction drift, instability, and performance degradation under varying conditions. To address the first challenge, we propose a lightweight health feature selection mechanism that combines incremental capacity analysis (ICA) with correlation analysis to automatically identify compact and physically meaningful degradation features. Only four key health features that are highly correlated with capacity fading are selected, which effectively reduces model complexity and computational cost while maintaining high SOH prediction accuracy. To tackle the second challenge, we develop a hybrid neural network model called KanFormer, which integrates the Kolmogorov-Arnold (KAN) representation theory with a Transformer-based temporal modeling framework to enable accurate and robust SOH prediction. Specifically, the proposed KanFormer framework consists of three hierarchical modules: 1) the local feature extraction module, which leverages the smooth interpolation capability of KAN to capture fine-grained degradation characteristics from voltage-capacity and incremental capacity (IC) curves, modeling local nonlinear behaviors in the degradation process; 2) the global feature extraction module, which employs a multi-head Transformer encoder to learn long-range dependencies and cross-scale temporal relationships, enabling the joint modeling of short-term dynamics and long-term aging evolution; 3) the prediction output module, which uses nonlinear KAN layers to adaptively fuse local and global representations, producing numerically stable and highly accurate SOH prediction results. By combining the mathematical expressiveness of KAN with the temporal reasoning capability of the Transformer, KanFormer effectively mitigates prediction drift and oscillations induced by data nonlinearity and non-stationarity. Compared with traditional deep-learning models, the proposed method improves training efficiency by 15.32%. Experimental validation on three publicly available battery-aging datasets (Michigan Formation, HNEI, and NASA) demonstrates its superior performance, achieving MSE = 0.0045, MAE = 0.041, and R2 = 0.978 on the Michigan dataset, MSE = 0.00055, MAE = 0.0175, R2 = 0.996 on the HNEI dataset, and MSE = 0.0056, MAE = 0.017, R2 = 0.984 on the NASA dataset. These results substantially outperform mainstream baselines, confirming the high accuracy and robustness of KanFormer. In summary, KanFormer combines lightweight feature selection, nonlinear functional representation, and cross-scale temporal modeling, providing a scalable and interpretable solution for predicting high-accuracy and high-efficiency SOH.

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